RMC Wise Ltd offers a range of services including but not limited to *Risk Management*, *Regulatory Compliance*, *Financial Services Consultancy*, *AML/CFT Compliance*, *Internal Audit*, and *Regulatory Reporting Services.*
Francesca Gauci
SENIOR RISK ASSOCIATE
Frsncesca Gauci is a Senior Risk Associate at RMC Wise LTD where she focuses on providing Risk Management services to an array of licensed entities.
She assists in the identification, evaluation, mitigation, monitoring and reporting of all material risks across all areas, both from a quantitative and qualitative risk management perspective.
Experience
Before joining RMC Wise Limited, Francesca started her career working in the clients’ relationship department at a major investment company. She then moved to a leading asset management firm, which provides investment management services and distribution for both UCITS and AIF funds, whereby she held a position within the Risk Management Department for three years.
Educational Background
Francesca graduated with an Honours Degree in Banking and Finance from the University of Malta in 2020. Francesca furthered her education within the Risk Management field by successfully passing the Financial Risk Manager FRM Exam Part I. Moreover, she is currently a candidate for the Financial Risk Manager FRM Exam Part II.
Sectors of Specialisation
Asset Management and Funds
Investment Services Firms
Credit and Financial Institutions
Crypto assets providers and blockchain
RMC WISE
FAQ'S
What services does RMC Wise Ltd provide?
What is Risk Management, and how does RMC Wise Ltd approach it?
Risk Management involves identifying, assessing, and prioritizing risks to minimize, monitor, and control the probability or impact of an event that may or may not have a negative outcome on the Company. RMC Wise tailors risk management solutions based on a thorough understanding of each client's risk profile, business model and overall objectives, offering services such as governance, policies & procedures, enterprise-wide risk assessments, outsourced risk management functions, and cyber risk support.
What is Regulatory Compliance, and why is it important?
Regulatory Compliance ensures that a business adheres to external rules and internal controls imposed by regulatory bodies. It aims to protect license holders and their clients, ensure fair and transparent markets, reduce systemic risk, and combat financial crime. The Compliance Function advises and assists personnel in complying with legal and regulatory obligations, regularly assessing the effectiveness of measures and procedures in place. This is done through the effective implementation of a risk-based Compliance Monitoring Programme (CMP).
How does RMC Wise Ltd assist with AML/CFT Compliance?
RMC Wise Ltd helps businesses meet their Anti-Money Laundering (AML) and Counter Financing of Terrorism (CFT) obligations by providing services such as risk assessments, customer due diligence, ongoing monitoring, transaction reporting, and AML training. They assist firms in implementing robust frameworks to prevent financial crime and comply with regulatory requirements.
What Internal Audit services does RMC Wise Ltd offer?
RMC Wise Ltd provides independent Internal Audit services to its clients. Internal Audit is crucial for ensuring the efficiency, security, and compliance of an organization. It provides independent assurance that a company’s risk management, governance, and internal control processes are functioning effectively. Moreover, Internal Audits help identify weaknesses, improve operational efficiency, and ensure compliance with regulatory requirements, reducing the risk of fraud and financial mismanagement. Our services include reviewing compliance with regulatory requirements, evaluating operational risks, and offering recommendations for process improvements to ensure organizations operate efficiently and securely. This is done through the effective implementation of a risk-based Internal Audit Plan.
RMC WISE
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