RMC Wise Ltd offers a range of services including but not limited to *Risk Management*, *Regulatory Compliance*, *Financial Services Consultancy*, *AML/CFT Compliance*, *Internal Audit*, and *Regulatory Reporting Services.*
Cyber Security and DORA Advisory Services
DORA covers a wide array of organizations, including licensed financial institutions like banks, insurance companies, investment firms, stock exchanges, and fintech companies, as well as ICT third-party service providers. DORA redefines the relationship between financial institutions and their technology suppliers, requiring them to work together to meet regulatory requirements. Both financial entities and ICT third-party service providers need to increase their collaboration to comply with this new regulation.
RMC provides expert support for DORA compliance, including regulatory guidance, risk assessments, gap analysis, development and implementation of incident management and business continuity plans, as well as ongoing monitoring and support.
MICA Advisory Services
The Markets in Crypto-Assets Regulation is targeted for crypto-assets which are not captured by the current financial services legislation. Key provisions for those issuing and trading crypto-assets (including asset-reference tokens and e-money tokens) cover transparency, disclosure, authorisation and supervision of transactions. The new legal framework supports market integrity and financial stability by regulating public offers of crypto-assets and by ensuring consumers are better informed about their associated risks.
MiCA aims to achieve market integrity and financial stability through regulating public offerings of crypto-assets and ensuring consumer protection.
Entities are encouraged to prepare a gap analysis to ensure they comply with MiCA regulatory framework and take proactive steps to achieve and maintain alignment.
RMC can assist clients with achieving compliance with MiCA obligations to meet the deadline. RMC offers risk, compliance and anti-money laundering services and use industry best practices to review existing frameworks against regulatory requirements.
NAV Shadowing / Operational Support Asset Manager Services
RMC offers independent NAV shadow valuers to oversee the Net Asset Value calculation process for Asset Managers and Self-Managed Schemes, ensuring accuracy and building trust with investors and regulators. In addition to NAV shadowing, RMC provides operational support services such as data verification, reconciliation, report generation, and meeting regulatory reporting deadlines. RMC can also create professional, compliant factsheets to communicate key investment information to your audience. By using our NAV shadowing and operational support services, clients streamline operations and improve overall efficiency.
HR Advisory and Training Services
Accurately pinpointing an organization's training needs is essential for its growth and success. Training should be purposeful, a purpose that becomes clear only through thorough identification and analysis of organisational, group, and individual needs. RMCs offers training to senior management to understand the organisation’s vision and goals, specific division assessment and one-on-one meetings with employees to ensure an effective performance management systems. RMC also assists organisations in establishing a culture and framework for performance management. Once implemented, the system directly influences organizational development and business results.
Valuation Officer and Valuation Services
RMC Wise offers a full spectrum of valuation services to meet your asset valuation needs. Our team comprises experienced professionals who can serve as your designated Valuation Officer, ensuring valuations comply with all regulatory requirements.
Our team offers key services including acting as your designated Valuation Officer to oversee and certify the accuracy and compliance of your asset valuations, assisting in drafting and implementing robust valuation and pricing policies to align with regulatory requirements and best practices, and providing experienced professionals to sit on valuation committees, thereby injecting independent expertise and fostering confidence and transparency in the valuation process. Our experienced valuation professionals provide comprehensive guidance and support throughout the valuation process, ensuring a smooth and successful outcome.
RMC also assist companies in valuations of businesses, both listed and unlisted securities, complex financial instruments and tangible aswell as intangible assets. Our valuation experts combine technical proficiency with a practical approach to offer assistance during transactions, restructuring efforts, and disputes.
RMC WISE
FAQ'S
What services does RMC Wise Ltd provide?
What is Risk Management, and how does RMC Wise Ltd approach it?
Risk Management involves identifying, assessing, and prioritizing risks to minimize, monitor, and control the probability or impact of an event that may or may not have a negative outcome on the Company. RMC Wise tailors risk management solutions based on a thorough understanding of each client's risk profile, business model and overall objectives, offering services such as governance, policies & procedures, enterprise-wide risk assessments, outsourced risk management functions, and cyber risk support.
What is Regulatory Compliance, and why is it important?
Regulatory Compliance ensures that a business adheres to external rules and internal controls imposed by regulatory bodies. It aims to protect license holders and their clients, ensure fair and transparent markets, reduce systemic risk, and combat financial crime. The Compliance Function advises and assists personnel in complying with legal and regulatory obligations, regularly assessing the effectiveness of measures and procedures in place. This is done through the effective implementation of a risk-based Compliance Monitoring Programme (CMP).
How does RMC Wise Ltd assist with AML/CFT Compliance?
RMC Wise Ltd helps businesses meet their Anti-Money Laundering (AML) and Counter Financing of Terrorism (CFT) obligations by providing services such as risk assessments, customer due diligence, ongoing monitoring, transaction reporting, and AML training. They assist firms in implementing robust frameworks to prevent financial crime and comply with regulatory requirements.
What Internal Audit services does RMC Wise Ltd offer?
RMC Wise Ltd provides independent Internal Audit services to its clients. Internal Audit is crucial for ensuring the efficiency, security, and compliance of an organization. It provides independent assurance that a company’s risk management, governance, and internal control processes are functioning effectively. Moreover, Internal Audits help identify weaknesses, improve operational efficiency, and ensure compliance with regulatory requirements, reducing the risk of fraud and financial mismanagement. Our services include reviewing compliance with regulatory requirements, evaluating operational risks, and offering recommendations for process improvements to ensure organizations operate efficiently and securely. This is done through the effective implementation of a risk-based Internal Audit Plan.
RMC WISE
members of
