RMC Wise Ltd offers a range of services including but not limited to *Risk Management*, *Regulatory Compliance*, *Financial Services Consultancy*, *AML/CFT Compliance*, *Internal Audit*, and *Regulatory Reporting Services.*
Amante’ Xerri
COMPLIANCE AND AML/CFT ASSOCIATE
Amante’ Xerri is a Compliance and AML/CFT Associate at RMC Wise. He supports regulated entities in meeting their regulatory, governance and AML/CFT obligations through practical and risk-based compliance solutions.
Experience
Amante’ has over ten years of experience within the financial services industry, specialising in regulatory compliance, AML/CFT and risk management.
He has held MFSA-approved positions as Compliance Officer, MLRO and Risk Management across a portfolio of regulated entities. Throughout his career, Amante’ has gained experience across Investment Firms, AIFMs, Collective Investment Schemes, CSPs, Trustees and Fiduciaries, Electronic Money Institutions, Payment Institutions and Crypto-Asset Service Providers.
His work has included Compliance Monitoring Programmes, AML/CFT frameworks, Business and Customer Risk Assessments, governance reviews, regulatory reporting and submissions, Board reporting and authorisation support. He has also been involved in regulatory inspections, supervisory engagements, remediation exercises and regulatory change projects, as well as liaising with regulators and other stakeholders on compliance and regulatory matters.
His regulatory experience covers key Maltese and European frameworks, including MiFID II, UCITS, AIFMD, MiCA, DORA, IFR/IFD, SFDR and AML/CFT legislation.
Educational Background
Amante’ holds a Bachelor of Commerce (Honours) in Banking and Finance from the University of Malta, awarded with Second Upper Class Honours (2:1), and a Master of Science in Finance from the University of London (SOAS), awarded with Distinction.
He also holds professional qualifications in Anti-Money Laundering and Trusts Law and Management, complemented by ongoing professional training in regulatory compliance, AML/CFT and risk management.
Investment Services Firms
Asset Management and Funds
Company Service Providers and Trustees
Payment and Electronic Money Institutions
Crypto-Asset Service Providers
RMC WISE
FAQ'S
What services does RMC Wise Ltd provide?
What is Risk Management, and how does RMC Wise Ltd approach it?
Risk Management involves identifying, assessing, and prioritizing risks to minimize, monitor, and control the probability or impact of an event that may or may not have a negative outcome on the Company. RMC Wise tailors risk management solutions based on a thorough understanding of each client's risk profile, business model and overall objectives, offering services such as governance, policies & procedures, enterprise-wide risk assessments, outsourced risk management functions, and cyber risk support.
What is Regulatory Compliance, and why is it important?
Regulatory Compliance ensures that a business adheres to external rules and internal controls imposed by regulatory bodies. It aims to protect license holders and their clients, ensure fair and transparent markets, reduce systemic risk, and combat financial crime. The Compliance Function advises and assists personnel in complying with legal and regulatory obligations, regularly assessing the effectiveness of measures and procedures in place. This is done through the effective implementation of a risk-based Compliance Monitoring Programme (CMP).
How does RMC Wise Ltd assist with AML/CFT Compliance?
RMC Wise Ltd helps businesses meet their Anti-Money Laundering (AML) and Counter Financing of Terrorism (CFT) obligations by providing services such as risk assessments, customer due diligence, ongoing monitoring, transaction reporting, and AML training. They assist firms in implementing robust frameworks to prevent financial crime and comply with regulatory requirements.
What Internal Audit services does RMC Wise Ltd offer?
RMC Wise Ltd provides independent Internal Audit services to its clients. Internal Audit is crucial for ensuring the efficiency, security, and compliance of an organization. It provides independent assurance that a company’s risk management, governance, and internal control processes are functioning effectively. Moreover, Internal Audits help identify weaknesses, improve operational efficiency, and ensure compliance with regulatory requirements, reducing the risk of fraud and financial mismanagement. Our services include reviewing compliance with regulatory requirements, evaluating operational risks, and offering recommendations for process improvements to ensure organizations operate efficiently and securely. This is done through the effective implementation of a risk-based Internal Audit Plan.
RMC WISE
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