RMC Wise Ltd offers a range of services including but not limited to *Risk Management*, *Regulatory Compliance*, *Financial Services Consultancy*, *AML/CFT Compliance*, *Internal Audit*, and *Regulatory Reporting Services.*
Alexandre Aubert
REGULATORY COMPLIANCE AND AML/CFT COMPLIANCE
Alexandre Aubert is an Associate at RMC Wise, specialising in Regulatory Compliance and AML/CFT Compliance. He supports licensed entities and applicants in developing robust compliance frameworks, enhancing AML/CFT controls, and strengthening due-diligence processes across the full customer lifecycle.
Experience
Alexandre brings extensive experience in the AML and CFT fields within the European iGaming industry. He began his career managing a portfolio of high-net-worth clients as a Team Leader, where he contributed to risk-based onboarding procedures, enhanced due-diligence workflows, and ongoing monitoring frameworks. Alexandre also gained hands-on experience in transactional behaviour reviews, escalation handling, and case investigations, while maintaining strong client relationships across Europe and strengthening his expertise in regulatory alignment and customer due-diligence lifecycles.
Educational Background
Alexandre earned his Master of Science in International Business from the University of Winchester (UK) in 2019, equipping him with a strong foundation in global markets, strategic management, and cross-border financial operations. His international academic background supports a comprehensive understanding of today’s interconnected financial landscape, enabling him to bring valuable insights to clients and stakeholders alike.
Gaming
Investment Service Firms
RMC WISE
FAQ'S
What services does RMC Wise Ltd provide?
What is Risk Management, and how does RMC Wise Ltd approach it?
Risk Management involves identifying, assessing, and prioritizing risks to minimize, monitor, and control the probability or impact of an event that may or may not have a negative outcome on the Company. RMC Wise tailors risk management solutions based on a thorough understanding of each client's risk profile, business model and overall objectives, offering services such as governance, policies & procedures, enterprise-wide risk assessments, outsourced risk management functions, and cyber risk support.
What is Regulatory Compliance, and why is it important?
Regulatory Compliance ensures that a business adheres to external rules and internal controls imposed by regulatory bodies. It aims to protect license holders and their clients, ensure fair and transparent markets, reduce systemic risk, and combat financial crime. The Compliance Function advises and assists personnel in complying with legal and regulatory obligations, regularly assessing the effectiveness of measures and procedures in place. This is done through the effective implementation of a risk-based Compliance Monitoring Programme (CMP).
How does RMC Wise Ltd assist with AML/CFT Compliance?
RMC Wise Ltd helps businesses meet their Anti-Money Laundering (AML) and Counter Financing of Terrorism (CFT) obligations by providing services such as risk assessments, customer due diligence, ongoing monitoring, transaction reporting, and AML training. They assist firms in implementing robust frameworks to prevent financial crime and comply with regulatory requirements.
What Internal Audit services does RMC Wise Ltd offer?
RMC Wise Ltd provides independent Internal Audit services to its clients. Internal Audit is crucial for ensuring the efficiency, security, and compliance of an organization. It provides independent assurance that a company’s risk management, governance, and internal control processes are functioning effectively. Moreover, Internal Audits help identify weaknesses, improve operational efficiency, and ensure compliance with regulatory requirements, reducing the risk of fraud and financial mismanagement. Our services include reviewing compliance with regulatory requirements, evaluating operational risks, and offering recommendations for process improvements to ensure organizations operate efficiently and securely. This is done through the effective implementation of a risk-based Internal Audit Plan.
RMC WISE
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